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United
States
Securities
and Exchange Commission
Washington,
D.C. 20549
FORM
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 7, 2021
RCI
HOSPITALITY HOLDINGS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
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Texas
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001-13992
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76-0458229
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(State
or Other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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10737
Cutten Road
Houston,
Texas 77066
(Address
of Principal Executive Offices, Including Zip Code)
(281)
397-6730
(Issuer’s
Telephone Number, Including Area Code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
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Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common stock, $0.01
par value
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RICK
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The Nasdaq Global
Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
2.02 Results of Operations and Financial Condition.
On
June 8, 2020, we will be presenting at the LD Micro Invitational XI virtual investor conference. On June 7, 2020, we issued a
press release announcing this. A copy of the press release is furnished as Exhibit 99.1 to this current report on Form 8-K, and
a copy of the presentation slides is furnished with this current report as Exhibit 99.2. The presentation slides may be used in
whole or in part in meetings with investors and analysts beginning on June 8, 2021.
ITEM
7.01 REGULATION FD DISCLOSURE
The
disclosure in Item 2.02 above is incorporated herein by reference.
The
furnishing of the attached presentation slides is not an admission as to the materiality of any information therein. The information
contained in the slides is summary information that is intended to be considered in the context of more complete information included
in our filings with the U.S. Securities and Exchange Commission (the “SEC”) and other public announcements that we
have made and may make from time to time by press release or otherwise. We undertake no duty or obligation to update or revise
the information contained in this report, although we may do so from time to time as management believes is appropriate. Any such
updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public
disclosures. For important information about forward looking statements, see the slide titled “Forward Looking Statements”
in Exhibit 99.2 included herewith.
The
information in this current report on Form 8-K, including Exhibit 99.1 and Exhibit 99.2, is being furnished and will not be treated
as “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject
to the liabilities of that section.
ITEM
9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RCI Hospitality
Holdings, INC.
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Date: June 8, 2021
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By:
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/s/
Eric Langan
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Eric Langan
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President and Chief Executive Officer
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Exhibit
99.1
RCI
to Present at LD Micro Virtual Conference Tuesday, June 8, 2021
HOUSTON,
June 7, 2021—RCI Hospitality Holdings, Inc. (Nasdaq: RICK) today announced that CFO Bradley Chhay will be presenting at
the upcoming LD Micro Invitational XI virtual investor conference on Tuesday, June 8, 2021. RCI will also be inducted into LD
Micro’s “Hall of Fame,” which highlights the best performing companies that have attended prior LD Micro conferences.
Conference
Details
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●
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Date:
Tuesday, June 8
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Time:
10:30 AM ET / 9:30 AM CT / 7:30 AM PT
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Track:
1
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●
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Registration:
Register in advance at https://ldmicrojune2021.mysequire.com for the event
and to watch RCI’s live videocast. There’s no cost for institutional or retail
investors. Replay will also be available.
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The
LD Micro Invitational XI is a three-day, virtual investor conference expected to feature approximately 180 companies, presenting
for 25 minutes (no Q&As), as well as several influential keynotes.
About
RCI Hospitality Holdings, Inc. (Nasdaq: RICK)
With
more than 40 units, RCI Hospitality Holdings, Inc., through its subsidiaries, is the country’s leading company in gentlemen’s
clubs and sports bars/restaurants. Clubs in New York City, Chicago, Dallas/Ft. Worth, Houston, Miami, Minneapolis, St. Louis,
Charlotte, Pittsburgh, and other markets operate under brand names such as Rick’s Cabaret, XTC, Club Onyx, Vivid Cabaret,
Jaguars Club, Tootsie’s Cabaret, and Scarlett’s Cabaret. Sports bars/restaurants operate under the brand name Bombshells
Restaurant & Bar. Please visit http://www.rcihospitality.com/
Forward-Looking
Statements
This
press release may contain forward-looking statements that involve a number of risks and uncertainties that could cause the company’s
actual results to differ materially from those indicated in this press release, including, but not limited to, the risks and uncertainties
associated with (i) operating and managing an adult business, (ii) the business climates in cities where it operates, (iii) the
success or lack thereof in launching and building the company’s businesses, (iv) cyber security, (v) conditions relevant
to real estate transactions, (vi) the impact of the COVID-19 pandemic, and (vii) numerous other factors such as laws governing
the operation of adult entertainment businesses, competition and dependence on key personnel. For more detailed discussion of
such factors and certain risks and uncertainties, see RCI’s annual report on Form 10-K for the year ended September 30,
2020, as well as its other filings with the U.S. Securities and Exchange Commission. The company has no obligation to update or
revise the forward-looking statements to reflect the occurrence of future events or circumstances.
Media
& Investor Contacts: Gary Fishman and Steven Anreder at 212-532-3232 or [email protected] and [email protected]
